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U.S. Securities and Exchange Commission (SEC) 5 (27)

Capital markets, Finance, Financial regulatory authorities, Government, Securities regulation, United States federal agencies / Agency, Capital Markets, corporate disclosure, enforcement actions, financial regulation, Government, investor protection, Law, SEC, securities law, U.S. Securities and Exchange Commission, Wall Street

The U.S. Securities and Exchange Commission (SEC) is an independent federal regulatory agency responsible for enforcing U.S. securities laws and overseeing the nation’s capital markets. Established in 1934 in response to the financial turmoil of the Great Depression, the SEC seeks to protect investors, maintain fair and efficient markets, and facilitate capital formation. The agency […]

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